The Lawvere theory of smooth functionsSmooth manifolds give
In algebraic geometry, one does not study a space only through its ordinary points. One studies its functor of points.
For an affine scheme
one defines
The ordinary points are only the values at fields. Infinitesimal rings such as
also test the space. In particular, tangent vectors can be described as maps from the dual numbers.
The purpose of this article is to explain the smooth analogue of this picture.
For a smooth manifold
The corresponding functor of points is
where
The main point is:
Thus tangent vectors are not first introduced as equivalence classes of curves. They are infinitesimal points over the dual numbers.
The Lawvere theory of smooth functions
Let
be the Lawvere theory of smooth functions.
Its objects are natural numbers
where
The morphisms are
Composition is ordinary composition of smooth maps.
The object
A
Its underlying set is
Since
Thus every smooth function
induces an
These operations satisfy exactly the equations imposed by projections and composition.
First, if
is the
Second, if
and
then
So a
Smooth manifolds give -rings
Let
Then
is naturally a
Given
and
define
Explicitly,
This is again a smooth function on
A smooth map
induces a pullback morphism
This pullback preserves all smooth operations, hence is a morphism of
Therefore one obtains a contravariant functor
For ordinary smooth manifolds, this functor is fully faithful:
This is the smooth analogue of the algebraic-geometric principle that functions remember the space.
Here is the idea.
Suppose
is a morphism of
For every point
This gives a
But the
So
For every
Hence
The fact that
Thus
So smooth maps are exactly
The smooth functor of points
Once manifolds are represented by their
where
This gives a functor
When
Thus
But the real advantage of this language is that we can test
This object is not the function ring of an honest manifold. It has a nonzero nilpotent element:
By contrast,
Therefore ordinary manifolds alone do not contain enough test objects to see infinitesimal directions. To see tangent vectors functorially, we must enlarge the test category from manifolds to
The dual numbers as a -ring
The algebra
has a natural
Given a smooth function
define
by the first-order Taylor formula:
This is well-defined because
The compatibility with composition is exactly the chain rule. If
and
then
This is precisely the Lawvere-theoretic composition rule for the induced operations on
Therefore
Tangent vectors as dual-number points
Let
be the projection
It induces a map
For a point
Here
This is the smooth analogue of the algebraic-geometric definition of tangent vectors by dual numbers.
We now prove that this definition recovers the usual algebraic description of the tangent space as point derivations.
The key verification: dual-number points are point derivations
Fix
Proposition. There is a natural bijection
where the right-hand side is the set of
satisfying the Leibniz rule at
Thus a
Why the formula has this shape
Let
be a
means that for every smooth function
Since every element of
there is a unique real number
So any such
Because
Using
we get
Since
Comparing the coefficient of
Thus
This proves one direction:
The converse is subtler.
Suppose we start with a point derivation
The only possible candidate for the corresponding
The Leibniz rule shows that
Therefore we must prove that for every smooth function
and every
one has
This is the real content of the proof.
The -operation on the dual numbers
Recall the
For a smooth function
the induced operation
is defined by first-order Taylor expansion:
Now apply this to
Then
equals
On the other hand,
Since
the constant terms already agree.
Thus the desired equality is equivalent to the chain-rule identity
So the proof reduces to showing:
This is where the Hadamard lemma enters.
Lemma: point derivations kill constants
Let
be an
Indeed,
Hence
For a constant
Thus
for every constant function
Lemma: Hadamard lemma
Let
be smooth, and fix a point
Then there exist smooth functions
such that
and
Here is a proof.
For
By the chain rule,
Therefore
Define
Then each
This proves the lemma.
Lemma: point derivations satisfy the chain rule
Let
be an
be smooth, and let
Set
We claim that
By the Hadamard lemma, there exist smooth functions
with
Substitute
Then in
Apply
Using the Leibniz rule,
But
so the first term vanishes.
Also
Therefore
Summing over
Since
we get
This proves the chain rule for point derivations.
Completion of the proof
Now suppose
is an
Define
by
The Leibniz rule shows that
It remains only to show that it preserves all smooth operations.
Let
be smooth and let
The left-hand side is
By the chain-rule lemma,
Therefore
equals
But this is exactly
Hence
So
We have now proved both directions:
Therefore
This is the algebraic definition of the tangent space:
Equivalently, using germs,
Thus the tangent space is exactly the fiber over
In this sense, tangent vectors are dual-number points.
The total tangent bundle as the set of dual-number points
The previous section described the fiber of
over a point
It is worth saying the global version explicitly:
Here
is regarded as a
If one defines
because morphisms of
Thus the set of dual-number points of
The projection
induces
The fiber over
Therefore
This is the underlying set of the tangent bundle.
The smooth manifold structure on
A
whose real part
lies in
The first component is the base point, and the second component is the tangent vector.
Now let
be a smooth coordinate change. Its extension to
Hence the transition function between local descriptions
and
is
which is exactly the usual transition function for the tangent bundle.
So the functorial construction does not merely recover each tangent space separately. It recovers the entire tangent bundle:
Under this identification, the tangent bundle projection
is induced by the
The zero section
is induced by the inclusion
Fiberwise scalar multiplication by
Fiberwise addition is induced by the morphism
Here
Thus even the vector bundle structure of
This is the precise smooth analogue of the algebraic-geometric slogan:
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