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Thursday, September 24, 2026

From Grothendieck’s Galois Theory to the Finite Galois Correspondence

Galois theory

Definition–Proposition (Finite étale algebras).

Let F be a field, and let A be a finite-dimensional commutative F-algebra. Write n=dimF⁡A. The following conditions are equivalent:

  1. A is isomorphic, as an F-algebra, to a finite product

    A≅E1×⋯×Er,

    where each Ei/F is a finite separable field extension.

  2. For an algebraic closure F― of F, there is an isomorphism of F―-algebras

    F―⊗FA≅F―n.
  3. A is geometrically reduced over F: for every field extension L/F, the algebra

    L⊗FA

    is reduced, meaning that it has no nonzero nilpotent elements.

  4. There exists a finite Galois extension L/F such that

    L⊗FA≅Ln

    as L-algebras.

An algebra satisfying these conditions is called a finite étale F-algebra. Equivalently, the morphism

Spec(A)⟶Spec(F)

is finite étale.

Here Ln denotes the product of n copies of L, with coordinatewise operations. We allow the zero algebra, corresponding to the empty product.

Definition (Splitting).

Let K/F be a field extension. A finite étale F-algebra A is split by K if

K⊗FA≅KdimF⁡A

as K-algebras. It is called split over F if A≅Fn.

Example.

For a nonconstant polynomial f∈F[t], the algebra F[t]/(f) is finite étale over F if and only if

gcd(f,f′)=1,

equivalently, f has no repeated roots in an algebraic closure of F. In this case, it is split by K if and only if f splits completely over K.

Theorem.

Let F↪K be a finite Galois extension, and let G=Gal(K/F). Then there is an equivalence of categories EtF(K)op≃G-FinSet. Here EtF(K) is the category of finite étale F-algebras split by K, with F-algebra homomorphisms as morphisms.

Remark. G-FinSet is a Boolean topos!

Proof.

Notice that K is an internal commutative ring in G-Set, hence A:=HomG(−,K) is a functor from G-FinSetop to CRing. In fact it takes values in F-algebras: since KG=F, the constant functions with values in F are G-equivariant, so each HomG(X,K) is an F-algebra, and precomposition with a G-map is an F-algebra homomorphism.

We know that every G-Set has the orbit decomposition: X≅∐i∈IOi and each orbit O is isomorphic to G/H for some subgroup H.

Hence we have

HomG(X,K)≅HomG(∐Oi,K)≅∏i∈IHomG(Oi,K)≅∏i∈IHomG(G/Hi,K)≅∏i∈IKHi

Moreover, each KHi is split by K. Indeed, write KHi=F[ai]. Since K/F is normal and separable, the minimal polynomial of ai over F splits into distinct linear factors over K. The Chinese remainder theorem therefore gives

K⊗FKHi≅K[KHi:F].

Consequently, since K⊗F− commutes with finite products, A(X)=HomG(X,K) belongs to EtF(K). In particular, taking X=G/{1} shows that K∈EtF(K).

Conversely, define

X:=HomEtF(K)(−,K)=HomF-alg(−,K):EtF(K)op→G-FinSet,

which makes sense since K∈EtF(K). It is clear that we define a functor to G-Set by g⋅φ:=g∘φ. But we still need to show that HomEtF(K)(A,K) is finite.

Let A∈EtF(K) and put n=dimF⁡A. Since A is split by K, extension of scalars gives

HomF-alg(A,K)≅HomK-alg(K⊗FA,K)≅HomK-alg(Kn,K).

Every K-algebra homomorphism Kn→K is a coordinate projection: the standard orthogonal idempotents must map to 0 or 1, with exactly one mapping to 1. Hence

|HomF-alg(A,K)|=dimF⁡A,

so this set is finite.

Let us prove X∘A≅idG-FinSet and A∘X≅idEtF(K).

For a finite G-Set X, define ηX:X→X(A(X)), x↦evx.

The map ηX is G-equivariant, since for u∈A(X)

evgx(u)=u(gx)=g(u(x))=(g∘evx)(u),

and it is natural in X: for a G-map f:X→Y and u∈A(Y),

(XA(f)(evx))(u)=evx(u∘f)=u(f(x))=evf(x)(u),

that is, XA(f)∘ηX=ηY∘f.

To reduce to orbits, we also need that X turns finite products into coproducts.

Lemma. For A,B∈EtF(K), the map

X(A)⊔X(B)⟶X(A×B),φ⟼φ∘prA,ψ⟼ψ∘prB,

is a G-equivariant bijection.

Proof. Equivariance is clear, and the map is injective on each summand because the projections are surjective. Put e=(1,0). A homomorphism of the form φ∘prA sends e to 1, while one of the form ψ∘prB sends e to 0, so the images of the two summands are disjoint. Now let χ:A×B→K be an F-algebra homomorphism. Then χ(e) is an idempotent of the field K, so χ(e)∈{0,1}. If χ(e)=1, then for all b∈B,

χ(0,b)=χ(e)χ(0,b)=χ(e⋅(0,b))=χ(0)=0,

so χ=φ∘prA with φ(a)=χ(a,0). If χ(e)=0, the same argument with 1−e=(0,1) gives χ=ψ∘prB. ◻

Now let X=Y⊔Z with inclusions iY,iZ. Restriction gives A(X)≅A(Y)×A(Z), under which A(iY) and A(iZ) become the two projections. By naturality, ηX|Y=XA(iY)∘ηY and ηX|Z=XA(iZ)∘ηZ, so by the lemma ηX is identified with ηY⊔ηZ. In particular, ηX is bijective as soon as ηY and ηZ are. Moreover, η∅ is trivially bijective, since A(∅)=0 and X(0)=∅, and by naturality η is compatible with any isomorphism O≅G/H.

By the orbit decomposition, it is therefore enough to consider X=G/H, then ηG/H:G/H→HomF-alg(KH,K) is given by gH⟼g|KH.

Let B=HomG(G/H,K). The isomorphism

α:B→∼KH,f⟼f(H)

has inverse b↦fb, where fb(sH)=s(b). By precomposition with α−1, it induces an identification

HomF-alg(B,K)→∼HomF-alg(KH,K),λ⟼λ∘α−1.

Under this identification, the evaluation homomorphism evgH corresponds to evgH∘α−1. For every b∈KH,

(evgH∘α−1)(b)=evgH(fb)=fb(gH)=g(b).

Thus the evaluation map ηG/H is identified with

G/H⟶HomF-alg(KH,K),gH⟼g|KH.

Since K/F is Galois, the hypotheses of the following proposition hold for G=Gal(K/F), so this map is bijective. Therefore ηG/H, and by the reduction above every ηX, is an isomorphism of G-sets.

Proposition. Let K/F be a finite separable extension, and let G≤AutF(K) be a finite group with KG=F. For every subgroup H≤G, the map

ρ:G/H⟶HomF-alg(KH,K),gH⟼g|KH

is a G-equivariant bijection. Moreover, [KH:F]=[G:H].

Proof. Write E=KH. The map is well-defined because H fixes E pointwise.

Choose θ with K=F(θ) and set

r(t)=∏h∈H(t−h(θ))∈E[t].

If τ∈AutE(K), then

r(τ(θ))=τ(r(θ))=0.

Hence τ(θ)=h(θ) for some h∈H. Since θ generates K/F, we have τ=h. Thus AutE(K)=H, and consequently

g|E=g′|E⟺g−1g′∈H⟺gH=g′H.

This proves injectivity.

For surjectivity, choose a with E=F(a), let O=G⋅a, and put

q(t)=∏b∈O(t−b).

Since G permutes O, we have q∈KG[t]=F[t]. For any F-algebra homomorphism φ:E→K,

q(φ(a))=φ(q(a))=0.

Thus φ(a)=g(a) for some g∈G. Since E=F(a), this gives φ=g|E, proving surjectivity. Finally,

ρ(sgH)=s∘ρ(gH),

so ρ is G-equivariant.

Moreover, StabG(a)=H: since E=F(a), an element g∈G fixes a if and only if it fixes E pointwise, i.e. if and only if g∈G∩AutE(K)=H. Equivariant CRT and the uniqueness of representatives of degree less than deg⁡q give

F[t]/(q)≅(K[t]/(q))G≅HomG(O,K)≅KH.

The composite is [p]↦p(a). Taking F-dimensions therefore yields

[KH:F]=deg⁡q=|O|=[G:H].◻

Proposition. For every A∈EtF(K), the evaluation map

εA:A⟶HomG(HomF-alg(A,K),K),a⟼(φ↦φ(a)),

is an F-algebra isomorphism, natural in A.

Proof. Write

XA=HomF-alg(A,K),g⋅φ=g∘φ.

For each a∈A, the function a^:XA→K defined by a^(φ)=φ(a) is G-equivariant, since

a^(g⋅φ)=(g∘φ)(a)=g(a^(φ)).

Because the algebra operations on HomG(XA,K) are pointwise, the assignment a↦a^ defines an F-algebra homomorphism εA.

We shall obtain εA from the following chain of isomorphisms:

A→∼(K⊗FA)G→∼Map(XA,K)G=HomG(XA,K).

Consider the K-algebra homomorphism

ΘA:K⊗FA⟶Map(XA,K),c⊗a⟼(φ↦cφ(a)).

Extension of scalars gives a bijection

XA→∼HomK-alg(K⊗FA,K),φ⟼φ~,

where

φ~(c⊗a)=cφ(a).

Its inverse sends a K-algebra homomorphism λ to the map a↦λ(1⊗a).

Since A is split by K, there is a K-algebra isomorphism

K⊗FA≅Kn,n=dimF⁡A.

Every K-algebra homomorphism Kn→K is a coordinate projection: the standard orthogonal idempotents must map to 0 or 1, with exactly one mapping to 1. Thus, under a splitting isomorphism, the maps φ~ are precisely the n coordinate projections. Consequently,

ΘA(z)(φ)=φ~(z)

records all the coordinates of z, so ΘA is an isomorphism.

Equip its source and target with the actions

g⋅(c⊗a)=g(c)⊗a,(g⋅u)(φ)=g(u(g−1⋅φ)).

For c∈K, a∈A, and φ∈XA, we have

(g⋅ΘA(c⊗a))(φ)=g(c(g−1∘φ)(a))=g(c)φ(a)=ΘA(g(c)⊗a)(φ).

Hence ΘA is G-equivariant and restricts to an F-algebra isomorphism

(K⊗FA)G→∼Map(XA,K)G.

To identify the left-hand side, choose an F-basis e1,…,en of A. Every element of K⊗FA has a unique expression

z=∑i=1nci⊗ei.

Since G acts only on the coefficients,

z∈(K⊗FA)G⟺g(ci)=ci for all g∈G and all i⟺ci∈KG=F for all i.

Such an element is precisely

z=1⊗(∑i=1nciei).

Thus a↦1⊗a identifies A with (K⊗FA)G.

On the right-hand side, a function u:XA→K is fixed by G exactly when

u(g⋅φ)=g(u(φ))

for every g∈G and φ∈XA. Therefore

Map(XA,K)G=HomG(XA,K).

Combining these identifications yields an isomorphism

A→∼(K⊗FA)G→∼HomG(XA,K).

On elements, this composite is

a⟼1⊗a⟼(φ↦φ(a)),

so it is exactly εA.

Finally, let v:A→B be an F-algebra homomorphism. The induced map XB→XA sends ψ to ψ∘v. For every a∈A and ψ∈XB,

εA(a)(ψ∘v)=ψ(v(a))=εB(v(a))(ψ).

This proves that εA is natural in A. ◻

End of the proof of the Theorem. We have shown that

η:idG-FinSet⟹X∘Aandε:idEtF(K)⟹A∘X

are natural isomorphisms. Hence A and X are mutually quasi-inverse, and

EtF(K)op≃G-FinSet.◼

Corollary (Fundamental theorem of Galois theory). Let K/F be a finite Galois extension, and let G=Gal(K/F).

  1. The assignments

    H⟼KH,E⟼Gal(K/E)

    are mutually inverse, inclusion-reversing bijections between subgroups of G and intermediate fields of K/F. Moreover,

    [KH:F]=[G:H],[K:KH]=|H|.
  2. For every H≤G, restriction induces a group isomorphism

    NG(H)/H→∼AutF(KH),gH⟼g|KH.

    Consequently, KH/F is Galois if and only if H⊴G, in which case

    Gal(KH/F)≅G/H.

Proof. (1) Under the equivalence

EtF(K)op≃G-FinSet,

the algebra K corresponds to G with its left regular action. Thus subobjects of K correspond to equivariant quotients of G.

Every quotient q:G↠X makes X transitive and specifies a point x=q(1). Setting H=StabG(x), the isomorphism

G/H→∼X,gH⟼gx

identifies q with the standard quotient qH:G↠G/H. Hence quotients of G, up to isomorphism commuting with the quotient maps, are classified by subgroups of G.

Applying A to qH gives

qH∗:HomG(G/H,K)⟶HomG(G,K).

Evaluation at H and 1, respectively, identifies this map with the inclusion

KH↪K,

since (f∘qH)(1)=f(H).

Conversely, an intermediate field i:E↪K corresponds to the restriction quotient

G↠X(E),g⟼g∘i.

Its distinguished point is i, whose stabilizer is precisely Gal(K/E). These constructions are inverse by the equivalence, proving the claimed bijection.

For H1⊆H2, the factorization

G↠G/H1↠G/H2

corresponds to

KH2↪KH1↪K,

so the bijection reverses inclusion. Finally,

[KH:F]=|X(KH)|=|G/H|=[G:H],

and the tower formula gives [K:KH]=|H|.

(2) Put E=KH. For every g∈G,

g(E)=KgHg−1.

By (1), g(E)=E precisely when g∈NG(H). Since every F-embedding E→K is a restriction of an element of G, restriction therefore gives a surjective homomorphism

NG(H)⟶AutF(E)

with kernel H, proving the asserted isomorphism.

As E/F is separable and K/F is normal, E/F is Galois precisely when every F-embedding E→K has image E. By the preceding argument, this is equivalent to NG(H)=G, or H⊴G. ◻

Remark. Fields in EtF(K) correspond to transitive G-sets. Specifying an embedding E↪K specifies a point of the corresponding G-set, and hence a particular stabilizer subgroup. Without the chosen point, the subgroup is determined only up to conjugacy.

Remark (Naturality in K)

Fix F, and consider finite Galois extensions K/F together with F-embeddings ι:K→K′ between them. Write EtF for the category of all finite étale F-algebras, and XK=HomF-alg(−,K).

(a) Both sides are functorial in K

On the algebra side, let A∈EtF(K) and n=dimF⁡A. Regarding K′ as a K-algebra via ι, we have

K′⊗FA≅K′⊗K(K⊗FA)≅K′⊗KKn≅K′n.

Hence EtF(K)⊆EtF(K′) as full subcategories of EtF. So K↦EtF(K) is covariant, and the inclusion depends only on the existence of ι, not on ι itself.

On the group side, ι(K)/F is normal, so every σ∈Gal(K′/F) maps ι(K) onto itself. This gives a homomorphism

πι:Gal(K′/F)⟶Gal(K/F),σ⟼ι−1∘σ∘ι.

It is surjective. Given τ∈Gal(K/F), we have ι(K)=K′H for H=Autι(K)(K′) by the Corollary. By the first Proposition applied to K′/F, the F-embedding ιτι−1:ι(K)→K′ equals σ|ι(K) for some σ∈Gal(K′/F), and then πι(σ)=τ.

For K→ιK′→ι′K″ we have πι′ι=πι∘πι′, so K↦Gal(K/F) is contravariant. The functor G↦G-FinSet, given by restricting the action along homomorphisms, is also contravariant. Composing the two gives a covariant functor K↦Gal(K/F)-FinSet, whose transition functors are the inflations πι∗. Since πι is surjective, πι∗ is fully faithful. This matches the full inclusion on the algebra side.

(b) Compatibility with the equivalence

For A∈EtF(K), consider the map

ι∗:πι∗XK(A)⟶XK′(A),φ⟼ι∘φ.

It is injective because ι is, and both sides have dimF⁡A elements, so it is a bijection. It is Gal(K′/F)-equivariant:

σ∘(ι∘φ)=ι∘(ι−1σι)∘φ=ι∘(πι(σ)⋅φ).

It is natural in A, since ι∘(ψ∘v)=(ι∘ψ)∘v. Hence the square

EtF(K)op→ XK Gal(K/F)-FinSet↓⊆↓πι∗EtF(K′)op→ XK′ Gal(K′/F)-FinSet

commutes up to the natural isomorphism ι∗. These isomorphisms are compatible with composition and identities:

(ι′∘ι)∗=ι∗′∘ι∗,(idK)∗=id.
(c) Only pseudonaturality

Any other F-embedding K→K′ has the form ι∘τ with τ∈Gal(K/F). Indeed, both embeddings have the same image, namely the subfield of K′ generated by the roots of the minimal polynomial of a primitive element of K. Then

πιτ=cτ∘πι,cτ(g)=τ−1gτ.

On the algebra side, ι and ιτ induce the same inclusion EtF(K)⊆EtF(K′). On the group side, πι∗ and πιτ∗ are different functors unless τ is central. They are only naturally isomorphic, via

πιτ∗X→ ∼ πι∗X,x⟼τx,

and correspondingly (ιτ)∗=ι∗∘(τ⋅−).

Thus the right-hand functor sees the choice of embedding while the left-hand one does not, and the discrepancy is absorbed by coherent natural isomorphisms. In other words, K↦XK is a pseudonatural equivalence between two functors into the 2-category Cat, rather than a strictly natural one.

(d) Fixing a separable closure

Now fix a separable closure Fsep, and use only subfields K⊆Fsep, with inclusions as morphisms. The indexing category becomes a poset, and the ambiguity in (c) disappears.

Moreover, for A∈EtF(K), every F-algebra homomorphism A→Fsep lands in K, since HomF-alg(A,K) and HomF-alg(A,Fsep) both have dimF⁡A elements. So all the sets XK(A) are identified with HomF-alg(A,Fsep), and each ι∗ becomes the identity.

Passing to the union over all K, one obtains Grothendieck's form of Galois theory:

EtFop≃ΓF-FinSetcts,A⟼HomF-alg(A,Fsep).

Here ΓF=Gal(Fsep/F)=lim←K⁡Gal(K/F), and the right-hand side is the category of finite sets with a continuous ΓF-action.

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