Categorifications over a Base and the Monoid Ring ConstructionAbstract1. Naive Decategorification2. Categorifications over a Base3. The Basic Example:
Categorifications over a Base and the Monoid Ring Construction
Abstract
We introduce a relative viewpoint on naive decategorification. Instead of only asking whether a category decategorifies to a fixed set
Within this framework, the categories
We then isolate a general mechanism: an endofunctor
is an important example. It sends categorifications over
1. Naive Decategorification
Let
by
Equivalently,
where
If
This is well-defined because functors preserve isomorphisms. Hence
This is the most elementary form of decategorification: one forgets all non-invertible morphisms, then collapses isomorphic objects to the same element. Later, when additive or exact structures are present, one may refine this by passing from
2. Categorifications over a Base
Fix a set
An object of
where
is a function. Thus each object of
A morphism
is a functor
such that
Equivalently, for every object
Thus morphisms in
This definition is intentionally relative. It does not require
It only requires a chosen map
This is useful because many natural categories do not decategorify onto the entire intended base. For example, finite-dimensional vector spaces naturally produce nonnegative dimensions, so their naive decategorification gives
There is nevertheless a stronger notion. Define
to be the full subcategory whose objects are pairs
is a bijection. In that case,
The relative category
3. The Basic Example:
The simplest motivating example is the pair
The category
Indeed, two finite sets are isomorphic exactly when they have the same cardinality, so
Similarly, the category
Two finite-dimensional vector spaces over
Thus
The free vector space functor
satisfies
Therefore it preserves the decategorified value. In the relative category, it is a morphism
inside
So the free vector space functor is not merely a familiar construction. It can be regarded as a morphism between two categorifications of
If one remembers addition and multiplication, the example becomes richer. The set
The category
The free vector space functor is compatible with both operations:
and
Thus
This example suggests the general principle of the paper:
A categorification may be studied relative to a decategorified base, and a functor between categorifications should be regarded as a morphism over that base.
4. Functorial Base Transformation under Decategorification
We now formulate a general mechanism.
Let
be an endofunctor on categories. One might ask whether
for suitable bases
The answer is no. The functor
A convenient sufficient condition is the following. Suppose we are given:
an endofunctor
an endofunctor
a natural transformation
Thus, for every category
This says that the decategorification of
Now fix a map of bases
Given an object
where
define
by the composite
In other words,
Then
This construction is functorial on morphisms. Suppose
is a morphism in
We claim that
is a morphism
over
Indeed, by naturality of
commutes. Therefore
Using naturality, this becomes
Since
we get
Hence
Thus
We have proved the following proposition.
Proposition 4.1.
Let
For every map of bases
there is an induced functor
defined by
and
This proposition explains precisely in what sense an endofunctor on categories can induce a base transformation under decategorification. The essential data is not just
Applying
5. The Finite-Support -Grading Functor
We now apply the previous proposition to the main construction of the paper.
Let
The unit object is the identity element
If
Let
Define
the category of finite-support
Since
It has finite support if
for only finitely many
A morphism
is a family of morphisms
To make this construction functorial, we work with categories equipped with chosen zero-like objects and functors preserving them. If
preserves the chosen zero-like objects, then
by pointwise application:
Thus
is functorial in
At the set level, the corresponding construction is the finite-support function functor. If
For a category
has a distinguished element
defined by
This is well-defined because isomorphic
It is natural in
while
Therefore
is a natural transformation.
Now take a category over
where
Assume
Define the base transformation
by
Since
By Proposition 4.1, we obtain a functor
where the source denotes the category of categories over
Explicitly,
where
and
is given by
On morphisms,
Thus forming finite-support
This is the structural core of the monoid-ring construction.
6. Day Convolution and the Monoid Semiring
We now add the monoidal structure.
Consider
Objects of
The monoidal structure on
Equivalently, since
such that
The unit object is the graded finite set
Disjoint union gives addition, while Day convolution gives multiplication. The naive decategorification map is
This lands in the monoid semiring
Moreover,
and
Indeed,
which is exactly the coefficient of
If
Thus
This is precisely the multiplication law in
Therefore
categorifies the monoid semiring
If
7. -Graded Vector Spaces and the Monoid Ring
Now consider
An object is a finite-support
Day convolution gives
The unit object is concentrated at the identity element
The naive decategorification map is
Its image lies in
Thus, under naive decategorification,
To obtain
Since finite-dimensional vector spaces are semisimple, and all constructions here are pointwise, the Grothendieck group is obtained by group-completing the commutative monoid of isomorphism classes under direct sum:
Explicitly, the class of
Negative coefficients in
in the Grothendieck group.
Day convolution induces multiplication on
For the object
Hence
Therefore,
as rings.
The process can be summarized as
Here
8. Linearization and the Lifted Free Vector Space Functor
The free vector space functor
is a morphism over
Applying the finite-support
Explicitly,
This is the pointwise free vector space functor.
It preserves the decategorified value over
for each
Thus
Moreover,
Since the free vector space functor sends finite coproducts of sets to direct sums of vector spaces and finite Cartesian products to tensor products, we have natural isomorphisms
The right-hand side is precisely
Therefore
The unit is also preserved:
Hence
is a strong monoidal functor for Day convolution.
This gives the lifted diagram
over
over
The passage from
Thus the full picture has two stages:
The first stage is functorial at the level of categories over a base. The second stage is Grothendieck group completion.
9. The Relative Viewpoint Revisited
The relative viewpoint is useful because it avoids an overly rigid notion of categorification.
For example, if we take
then
given by
The image is only
Nevertheless, this still defines an object of
Thus the comma category
allows us to study categories whose naive decategorification maps into
If we require the stronger condition
then
This distinction is important:
Thus the relative framework separates two operations that are often conflated:
assigning decategorified values to objects;
completing the additive structure to produce a group or ring.
10. Summary
Let
The category
of finite-support
The category
of finite-support
The free vector space functor
is a morphism between categorifications over
This lifted functor is strong monoidal for Day convolution and induces the identity on
The structural mechanism is the functor
which sends categorifications over
In the present case,
Thus the monoid ring construction is not an isolated computation. It is part of a functorial theory of how categorifications transform under controlled operations on categories.