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Sunday, May 12, 2024

Commutative Algebra and Algebraic Geometry (3) ideals and their geometry

Constructions of ideal (1)

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In this essay, we first introduce some constructions of ideals, and their properties. Then interpret them in the world of geometry. Readers may already know the definition of an ideal. It is easy to see that IR is an ideal if and only if I is a sub-R-module of R. We will use this point of view when we prove some propositions.

Constructions of ideal (1)

Lattice of ideals

Now let us consider the poset of the sub-R-modules of R, denoted as (I,).

It is easy to see that

(1)sup{I,J}=I+J:={a+baI,bJ}

and

(2)inf{I,J}=IJ

Hence we get a lattice (I,+,) and two most natural ways to construct new ideals from two.

Remark. The reason that I say +, is the most natural way is they are the left and right adjoints of Δ:I(I,I).

For more details, see Math Essays: The Naturalness of Addition and Multiplication: A Categorical Perspective (marco-yuze-zheng.blogspot.com).

Product, quotient, radical

Definition. Let I,J be two ideals of R. Define the product of I and J to be

(3)IJ:=({abaI,bJ})

i.e. the submodule generated by {abaI,bJ}.

Remark.

Notice that in general the set {abaI,bJ} is not an ideal. Consider I=(x,y)=JQ[x,y].

Then x2,y2{abaI,bJ} but x2+y2{abaI,bJ}.

Definition. Let I,J be two ideals of R. The quotient of I by J is defined by

(4)I:J:={aRaJI}

Notice that we could view aI:J as an Rmodule homomorphism from J to I.

Since r(a+b)=ra+rb=r(a)+r(b),r(sa)=rsa=sra=sr(a)​. Then it is easy to see this forms a sub Rmodule of R, i.e. an ideal.

Example. (6):(2):={nZn(2)(6)}=(3)

Definition. We call

(5)I:={aRnN,anI}

the radical of I.

It is not obvious that I forms an ideal. So let us prove it.

Obviously, 0I.

  • If aI then raI.

Suppose anI, then (ra)n=rnanI. Hence raI.

  • If a,bI then a+bI.

Assume anI and bmI. Then consider (a+b)n+m.

(6)(a+b)n+m=i=0n+m(n+mi)aibn+mi

Observe that for each aibn+mi, either in or n+mim. Hence each aibn+miI, this implies (a+b)n+mI.

Note that II, if I=I, then we say I is a radical ideal. Notice that if I=J, then I=I=J.

That is, I is a closure operator. Hence we have the following Galois Connection.

Let i:(I,)(I,) be the inclusion map from the poset of radical ideals to the poset of ideals.

Then obviously

(7)IJIi(J)

Proposition. If I,JI,IJ(I,).

Proof. If anIamJ, then amax{n,m}IJ.

Example.

  • Let (0) be the zero ideal, (0) is called the nilradical ideal of R. The elements of (0) are called nilpotent elements.

  • If R is an integral domain, then (0) is a radical ideal.

  • Consider (pn)Z, then (pn)=(p).

  • Let I=I(X), then I(X) is a radical ideal. Since fn(x)=0xXf(x)=0xX.

Definition. If (0)=(0)R, then we call R reduced.

Lemma. An ideal IR is radical if and only if R/I is reduced.

Proof. a¯n=0aIa¯=0

Remark. We will show the geometry of nilradical ideal of R after we introduce Spec:CRingTop.

Operations on ideals in PID.

Let R be a PID and I=(a)=(p1a1pnan),J=(b)=(p1b1pnbn).

  • (a)(b)=(p1max(a1,b1),,pnmax(an,bn))

  • (a)+(b)=(p1min(a1,b1),,pnmin(an,bn))

  • (a)(b)=(ab)=(p1(a1+b1),,pn(an+bn))

  • (a):(b)=(p1max{(a1b1),0},,pnmax{(anbn),0})

  • (a)=(p1min(a1,1),,pnmin(an,1))

Definition. (Coprime ideals) Two ideals I and J are coprime if (I)+(J)=(R).

Lemma. For any two ideals I and J in R, IJIJ, and IJ=IJ=IJ.

Proof. IJIJ since IJI and IJJ, IJ is the greatest lower bound.

For IJ=IJ=IJ, we show a circular inclusion.

By IJIJ and () is monotone we get that IJ=IJ. If aIJ, then n,anIJ.

Hence anI and anJ, hence aI and aJ. Hence aIJ.

Finally, if aIJ, then anI,amJ, hence an+mIJ and thus aIJ.

Geometry of ideal (1)

Geometry of Radical ideals

Proposition: Hilbert's Nullstellensatz.

Recall the Galois connection between ideals of K[x1,...,xn] and subsets of AKn.

(8)I(X)SXV(S)

Now we know that the image of V() is affine variety and the image of I() is radical ideal.

In addition, when K is an algebraically closed field, the image of I() is the whole (I,).

Since IV(J)=J (We will prove this in the future).

By the property of Galois connection, for f(a)bag(b), we have

(9)f(a)f(a)agf(a),g(b)g(b)fg(b)b

Hence

(10)f(a)f(gf)(a)=fgf(a)=(fg)f(a)f(a)fgf=f

Similarly, gfg=g.

Hence consider f:AImf,g:BImg. Then fg=IdImf,gf=IdImg. i.e. ImfImg as a poset.

Hence we get an anti-isomorphism between the poset of radical ideals and algebraic varieties.

Geometry of sum and intersection

According to

(11)I(X)SXV(S)

and since left adjoints preserve colimits, right adjoints preserve limits.

We have I(XY)=I(X)I(Y),V(I+J)=V(I)V(J).

Hence the union of varieties corresponds to the intersection of ideals, and the sum of ideals corresponds to the intersection of varieties.

Geometry of quotient ideals

Let Y,Z be two subvarieties of X. Then

(12)I(YZ)={fA(X)f(x)=0xYZ}={fA(X)f(x)g(x)=0xY,gI(Z)}

But

(13){fA(X)f(x)g(x)=0xY,gI(Z)}={fA(X)fI(Z)I(Y)}=I(Y):I(Z)

Geometry of the Chinese Remainder Theorem

Proposition: Chinese Remainder Theorem. Let I1,...,In be ideals in a ring R and consider the ring homomorphism

(14)φ:RR/I1×...×R/In,r(r¯,...,r¯)
  • φ is injective iff j=1nIj=0.

  • φ is surjective iff I1,...,In are pairwise coprime.

Proof.

The first claim is obvious since Kerφ=j=1nIj.

For the second one:

If φ is surjective, then (01,02,1i,...,0n)Imφ. Hence there exists aR,a1modIi,a0modIj.

Then 1=(1a)+aIi+Ij. Since a1modIi1a0modIi1aIi.

Hence Ii+Ij=R.

If I1,...,In are pairwise coprime, i.e. Ii+Ij=R, then there exists ai+bj=1,bj=1ai.

Then we have

(15)bj1modIi,bj0modIj

Hence

(16)Bi=jibj1modIi,jibj0modIjji

Therefore we have

(17)φ(Bi)=(01,...,1i,...,0n)

and φ(Bi) generate Imφ.

The Geometric meaning of the Chinese Remainder Theorem

Let XAKn be an algebraic variety and Y1,...,Yn be some subvarieties, then consider

(18)ψ:A(X)A(Y1)×...×A(Yn)
  • ψ is injective iff i=1nI(Yi)=0V(i=1nI(Yi))=i=1nYi=V(0)=X.

  • ψ is surjective iff I(Yi)+I(Yj)=A(X)V(I(Yi)+I(YJ))=YiYj=.

Chinese Remainder Theorem for variety, a Categorical approach

Notice that the coordinate ring functor A() is representable, i.e.

(19)A()HomKVariety(,AK1)

Hence it will map colimit to limit. Hence for X=iIYi,

(20)A(X)HomKVariety(iIYi,AK1)iIHomKVariety(Yi,AK1)A(Y1)×...×A(Yn)

Construction of ideals (2)

Contraction and Extension

Let ψ:RS be a ring homomorphism.

Definition: Contraction of ideal.

For any ideal IS, ψ1(I) is an ideal in R. Since if a,bψ1(I), ψ(a)+ψ(b)=ψ(a+b)I. Hence a+bψ1(I). Similarly aψ1(I) then ψ(a)Iψ(r)ψ(a)=ψ(ra)Iraψ1(I).

When ψ is clear, we denote ψ1(I) as Ic, contraction of I.

Remark: Spec as a functor.

If p is a prime ideal of R, then ψ1(p) is a prime ideal as well. Since if abψ1(p), then ψ(a)ψ(b)p.

This implies ψ(a)p or ψ(b)p. Hence we have aψ1(p) or bψ1(p).

Hence if abψ1(p),aψ1(p) or bψ1(p). i.e. ψ1(p) is a prime ideal.

Let A be a ring and define Spec(A)={pAp is prime}, we get a functor

(21)Spec:CRingopSet,(ψ:RS)ψ1:Spec(S)Spec(R)

We will define the Zariski topology on Spec(A), and make Spec become a functor to Top.

Definition: extension of ideal.

Let J be an ideal in R, then we call the ideal generated by ψ(J), denoted as Je, the extension ideal of J.

Remark. In general, ψ(J) is not an ideal. For example, consider the inclusion map

(22)i:ZZ[T]

Then Z is not an ideal of Z[T].

But if ψ:RS is a surjective map, then ψ(J) is an ideal.

Proposition. Galois connection between contraction and extension.

Let ψ:RS be a ring homomorphism

  • I(Ie)c for all IR

  • (Jc)eJ for all JS

i.e.

(23)IeJIJc

Proof. I(Ie)c is obvious since Iψ1(ψ(I)). To see (Jc)eJ, notice that ψ(ψ1(J))J.

Corollary. (JJ)c=JcJc,(I+I)e=Ie+Ie.

Proposition. (ab)e=aebe.

Proof. If k(ab)e, then k=sab, and if laebe, satb=stab.

Geometry of ideal (2)

Geometry of contraction and extension

Let f:XY be a morphism of varieties, and consider f:A(Y)A(X),gf(g)=gf.

  • For any subvariety ZX we have

(24)I(f(Z))={gA(Y)g(f(x))=0xZ}={gA(Y)f(g)I(Z)}=(f)1(I(Z))

Hence taking the image of varieties corresponds to the contraction of ideals.

  • For a subvariety ZY, the zero locus of the extension I(Z)e by f is

(25)V(f(I(Z)))={xXgf(x)=0gI(Z)}

But gf(x)=0f(x){yYg(y)=0gI(Z)}xf1{yYg(y)=0gI(Z)}=f1V(I(Z))=f1(Z).

Hence the extension of ideals corresponds to the inverse image. This shows us that the inverse image of closed set is still closed. Hence Zariski topology makes f become continuous.

Lemma. (Ideals in quotient rings.) Let I be an ideal in R, consider the quotient map π:RR/I.

Then extension and contraction are a pair of inverses between ideals in R/I, and {ideals J in R,JI}.

Proof. Observe that π is surjective, hence π(J) is an ideal.

  • For any ideal JR/I we have (Jc)e=π(π1(J))=J.

  • For any ideal JR with JI, we have (Je)c=π1(π(J))=J+I=J.

Prime and Maximal ideals

Definition. Let R be a ring and a an ideal. Then

  • An ideal p is called prime if abp implies ap or bp.

  • An ideal m is called maximal if ma implies m=a.

Proposition.

  • An ideal p is prime iff R/p is an integral domain.

  • An ideal m is a maximal ideal iff R/m is a field.

Proof.

The first claim is easy to verify. Since a¯b¯=0R/pabp.

For the second one, notice that the π:RR/m is a quotient map, hence contraction and extension are a pair of inverses.

Hence (0)R/m is a maximal ideal. Then for any a0R/m,(a)=R=(1). Hence b,ab=1. Hence R/m is a field. Conversely, it is clear that for a field, (0) is a maximal ideal.

Proposition. Every ring R contains a maximal ideal.

We need to apply Zorn's lemma. Let Σ:=(I,) be the poset of ideals. Σ is not empty since (0)Σ.

Now let ΣΣ be a totally ordered subposet. Then consider b:=aΣa. It is easy to see this forms a proper ideal.

By Zorn's lemma, Σ contains a maximal element.

Corollary. For any ideal aR, there exists a maximal ideal m such that am.

Proof. Consider the ring R/a, there exists a maximal m ideal in R/a.

Then it follows from the fact that contraction and extension are a pair of inverses between ideals in R/I, and {ideals J in R,JI}.

Geometric meaning of prime and maximal ideals

Let Y be a non-empty subvariety of X, corresponding to I(Y)A(X).

If I(Y) is not prime, then there exists f,gA(X) such that fg vanishes on Y but f,g do not.

Hence V(f)Y,V(g)Y but V(f)V(g)=V(fg)=Y. Hence we can write Y as a non-trivial union of two subvarieties. If a variety has such a property, then we call it irreducible, otherwise reducible.

Conversely, if Y=Y1Y2 for two subvarieties Y1,Y2, then we could find fI(Y1)I(Y2),gI(Y2)I(Y1) and fg vanishing on Y. Hence I(Y) is not prime.

Therefore, it is easy to see that prime ideals correspond to irreducible varieties and maximal ideals correspond to points.

Hence A(Y) is an integral domain Y is irreducible.

Example: The affine n space AKn is irreducible. Since A(AKn)=K[T1,...,Tn].

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